NOTICE OF PRIVACY POLICY AND PRACTICE

Mirae Asset Global Investments (USA) LLC is committed to protecting your privacy and maintaining the confidentiality and security of your personal information. We do not disclose nonpublic personal information about our clients/investors or former clients/former investors to third parties other than described below:

We collect information about you (such as your name, address, social security number, assets and income) from our discussions with you, from documents that you may deliver to us and in the course of providing services for you. We may use this information to provide services to you, to open an account for you, to process a transaction for your account or otherwise in furtherance of our business. In order to service your account and effect your transactions, we may provide your personal information to our affiliates and to firms that assist us in servicing our account and have a need for such information, such as a broker or fund administrator or financial adviser. We do not otherwise provide information about you to outside firms, organizations or individuals except to our attorneys, accountants and auditors and as permitted by law.

We restrict access to nonpublic personal information about you to personnel and affiliates that need to know that information to perform their job responsibilities and provide product and services to you. We maintain physical, electronic and procedural safeguards that comply with federal safeguards to guard your personal information.

This Privacy Notice also relates to the all related entities and branch offices of Mirae Asset Global Investments (USA) LLC. Please contact us at 212-205-8300, if you have any questions concerning the privacy of your account information.

USA PATRIOT Act

Our Commitment to Money Laundering Prevention

Mirae Asset Global Investments (USA) LLC is fully committed to complying with all statutory and regulatory requirements designed to combat money laundering and any activity which facilitates the funding of terrorist or criminal activities.

Money Laundering Prevention Policies and Procedures
The Firm is committed to educating and training employees in money laundering prevention and has adopted specific policies and procedures to prevent and detect money laundering. Some of the initiatives and procedures currently being undertaken by Mirae Asset Global Investments (USA) LLC include:
  • the development and establishment of a comprehensive money laundering prevention compliance program;
  • the development and utilization of technology to assist in the monitoring of transactions for the purpose of identifying and reporting suspicious activity and/or transactions;
  • the designation of a money laundering prevention compliance officer to oversee the money laundering prevention efforts of the Firm;
  • the establishment of screening procedures;
  • the establishment of an independent audit function to evaluate the Firm's money laundering prevention program; and training employees to:
    • be aware of, and comply with, the Firm's policies and procedures to prevent money laundering and other financial crimes, and to assist in the prevention of terrorist financing;
    • ability to recognize and report any suspicious activity and/or transactions.

Legal Disclaimers

The information provided on this site is for informational purposes only and should not be construed as legal or tax advice. Nothing presented on this website or in any report constitutes a solicitation for services or a recommendation to buy or sell any security. The information provided on this website should not be relied upon for tax preparation. Information provided on this website may be estimated. Official records for client accounts are maintained by their respective custodian.

Conditions of Use

By using this site, you signify your assent to the following conditions of use without limitation or qualification. Please read these conditions carefully before using this site. Mirae Asset Global Investments (USA) LLC may at any time revise these conditions by updating this posting. You are bound by any such revisions and should therefore periodically visit this page to review the then current terms and conditions to which you are bound.

Limitation of Liability

While Mirae Asset Global Investments (USA) LLC uses reasonable efforts to include accurate and up to date information on this site, errors or omissions sometimes occur. Mirae Asset Global Investments (USA) LLC makes no warranties or representations as to the accuracy of this web site. Under no circumstances shall Mirae Asset Global Investments (USA) LLC nor any party involved in creating, producing, or delivering the web site be liable for any direct, incidental, consequential, indirect, or punitive damages that result from the use of, or the inability to use, the materials on this web site, even if a Mirae Asset Global Investments (USA) LLC authorized representative has been advised of the possibility of such damages. Applicable law may not allow the limitation or exclusion of liability or incidental or consequential damages, so the above limitation or exclusion may not apply to you. Mirae Asset Global Investments (USA) LLC also assumes no responsibility, and shall not be liable for, any damages to, or viruses that may infect, your computer equipment or other property on account of your access to, use of, or browsing in the web site or your downloading of any materials, data, text, images, video, or audio from this web site.

Restrictions on Use of Materials

Except as otherwise permitted by Mirae Asset Global Investments (USA) LLC, no materials from http://www.miraeasset.us or any web site owned, operated, licensed or controlled by Mirae Asset Global Investments (USA) LLC may be copied, reproduced, republished, uploaded, posted, transmitted or distributed in any way. You may download material displayed on this web site for non-commercial, personal use only, provided you also retain all copyright and other proprietary notices contained on the materials. You may not distribute, modify, transmit, reuse, report or use the content of this web site for public or commercial purposes, including the text, images, audio and video, without Mirae Asset Global Investments (USA) LLC's prior written permission.